Obtaining and Analyzing the Formal Order of Investigation
Guidance in Response to S.E.C. Supoenas
Rights of Witnesses in Investigative Testimony
S.E.C. Enforcement Actions
Representation at S.E.C. Testimony
Free Initial Consultation
We provide a free initial consultation for exploration of Regulation A+, Regulation D, Rule 506, other Exempt and Registered Offerings, potential stockbroker U5 and stockbroker fraud cases. When the consultation is specific to answering and solving your immediate legal question, we will charge by the hour and advise you in advance.
The Benefits of S.E.C. Investigative Services
There is a great benefit to having a reliable company look into any fraudulent cases concerning the Security Exchange Commission. Ensuring that your employees have the health benefits they need and are owed so that they can stay healthy is part of what the S.E.C. in Irvine, CA, contributes to the workforce. In the event that your benefits are looking unusual, or you're not being covered to the full extent that you're owed, the Law Offices of Kristin M. Cano is there to help. We not only represent individuals but companies that are being investigated. We can conduct these investigations privately to maintain your reputation.
We work closely with our clients and examine their individual cases in terms of their employers and what the company gives their workers. Alternatively, learning what each contract holds will provide us with insight into better policies that concern the S.E.C. Whether you file for an informal or formal investigation, we will delve deeply into the contract and give you the representation you need.
Contact us today to learn more about our service and how we can best represent you. We'll be glad to listen to your situation and help in any way we can.
Free Initial Consultation *
We provide a free initial consultation for exploration of Regulation A+, Regulation D, Rule 506, other Exempt and Registered Offerings, potential stock broker U5 and stock broker fraud cases. When the consultation is specific to answering and solving your immediate legal question, we will charge by the hour and advise you in advance.